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Compliance Officer Jobs in New York City

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114 Jobs Found | 1 - 20 displayed
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Date Location Job Title
Feb 13,19 USA-NY-New York City

Looking for senior compliance professional with 10 plus... constantly updating the current compliance program as well as... managing everyday regulatory and compliance matters. The position can... be based in New...

Feb 18,19 USA-NY-New York City
ECM Compliance Officer
Sponsored Job  
Jefferies LLC

ECM compliance Officer The candidate will assist... business groups, Legal and compliance colleagues on Information Barriers,... years relevant Legal or compliance experience, including in Capital... Markets compliance or Control Group is......

Feb 18,19 USA-NY-New York City
Deutsche Bank AG, Frankfurt am...

Alternatives compliance Officer-Vice President The candidate will... management team in firm compliance on various global and... of regulatory requirements; annual compliance and ad hoc training... implemented within Business Line compliance and across the business compliance

Feb 18,2019 USA-NY-New York City

Auditor
Duties: Read, interpret and articulate rules and regulations pertaining to the firmâ??s debt collection practice. Conduct audits of the firmâ??s internal processes. Ensure compliance with client audit standards and regulatory requirements. Audit outside vendors to ensure adherence with th

Feb 15,2019 USA-NY-New York City

Financial Controller
Responsibilities: Taking responsibility for the finances of the office. Operate as a trusted advisor to the Office Managing Partner on all Finance related matters. Ownership of the Business Finance budget. Oversee the financial planning and budgeting for other business services

Feb 13,2019 USA-NY-New York City

Corporate Paralegal and Database Administrator
The candidate will be supporting the legal department with respect to a broad range of corporate matters, taking primary responsibility for maintenance of Blueprint OneWorld database and supporting corporate governance efforts through subsidiary manage

Feb 13,2019 USA-NY-New York City

Paralegal - Investment Disclosures
The candidate will support the attorneys in a wide range of legal matters including corporate and securities. Partner with attorneys and other legal staff to prepare SEC filings and other materials in connection with the requirements of the Securities Acts of 1933

Feb 13,2019 USA-NY-New York City

Real Estate Post-Closing Specialist
The candidate will forward documents to lenders, borrowers and other counsel. Work with various parties to resolve post-closing issues that arise. Organize and maintain files and retain original and final documents. Work with the firmâ??s internal Office Service

Feb 13,2019 USA-NY-New York City

Private Funds Paralegal - Summer 2019 Start
The candidate will provide comprehensive support to the firm's global private investment funds team and be responsible for handling a wide variety of client and team driven tasks. Will work closely with the firm's global private investment funds team and

Feb 13,2019 USA-NY-New York City

CLE Coordinator
The candidate will be responsible for tracking attorney CLE requirements, including inputting attendance at CLE seminars and generating CLE certificates of attendance for attorneys. Handling training program administration for various practice groups, including sending invitations,

Feb 13,2019 USA-NY-New York City

Information Security Manager
The candidate will work with executives from all departments and directly with the Director of Enterprise Operations and Information Security, CIO, other members of the IS department, and firm personnel. Maintain a cyber-risk and security program driven by established i

Feb 13,2019 USA-NY-New York City

Senior Client Relationship Manager
The candidate will set the Account Management strategy and processes for the US based Global â??Focusâ?? key accounts. Manage up to 8 Global Focus Clients. Run account meetings and plans for Focus Clients. Complete pitches and panel tenders as required. Actively

Feb 13,2019 USA-NY-New York City

Senior Litigation Paralegal
Responsibilities: Managing the initial organization of a case and advising junior members of the department on best practices relating to the documents, workflow and the case team. Interacting with internal departments and external vendors regarding technology issues, da

Feb 13,2019 USA-NY-New York City

CLE Administrator
Duties: Work as a key member of the Firmâ??s Professional Development & Training (PD&T) Department, with primary responsibility for ensuring compliance with Continuing Legal Education (CLE) requirements for all the firmâ??s attorneys. Maintain familiarity with CLE rules and requ

Feb 13,2019 USA-NY-New York City

Human Resources Coordinator
The candidate will conduct full cycle recruitment effort for client groups for nonexempt, and temporary employees. Maintain ongoing relationships with employment agencies to ensure the selection of the most qualified candidates. Co-Manage Summer Internship Program. Point

Feb 14,2019 USA-NY-New York City

Contract Specialist
The candidate will work closely with the sales and finance teams to prepare and execute sales contracts at all stages of the sales process â?? including, proposal generation, generation of license agreements, amendments & renewals. The Contract Specialist will be an internal su

Feb 18,2019 USA-NY-New York City

Associate Contracts Manager
The candidate will review, draft, and manage commercial agreements and statements of work. Advise business clients on the legal issues and risks, complex agreement structures, approval processes, company policies, and procedures. Respond promptly to legal requests from B

Feb 14,2019 USA-NY-New York City

Security and Operational Resilience, TSA Program Screening Specialist
Duties: Provide support to the TSA Program through live in-person observation anytime TSA cargo is being screened to identify in real time, improper screening techniques and other instances of TSA non-compliance in order to help

Feb 13,2019 USA-NY-New York City

Client Accounting Supervisor
Duties: Oversees a team that supports Partners and other lawyers in all phases of the billing process and client management. Supervising the daily activities of a team of client accounting coordinators, collaborate with Partners to ensure timely bill preparation, review

Feb 13,2019 USA-NY-New York City

Loss Mitigation Underwriter III
Responsibilities: Understand investor waterfalls and required documents for loss mitigation. Manage and monitor account portfolio to ensure that all documentation and account decisions comply with banking policies, investor guidelines and applicable regulations. Asse

Feb 13,2019 USA-NY-New York City

Foreclosure Support Specialist II
Responsibilities: Conduct a review of all assigned loans at a minimum of every 30 days, including the updating of documentation and follow up. Complete pre foreclosure sale review checklist in compliance with regulatory and investor requirements. Complete timely an

Feb 14,2019 USA-NY-New York City

Senior Legal Assistant - Restructuring and Bankruptcy
The candidate will assist in other Corporate or Litigation Department functions as assigned by manager. Assisting with compliance with bankruptcy billing and related matters. Researching amounts due from bankrupt entities. Preparing and filing p

Feb 18,2019 USA-NY-New York City

Advertising & Marketing Law Paralegal
The candidate should be experienced paralegal. Should have law firm experience and familiarity with advertising and marketing law compliance issues, as well as sweepstakes and promotions work. Must have excellent written and oral communication skills, and outst

114 Jobs Found | 1 - 20 displayed
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